) committing unfair securities trading practice; (2) presenting a false statement or concealing material facts that should have been stated; (3) failing to perform duties as director or executive under Section
fund, and the portfolio of which has no material changes throughout the scheme. Authority of the SEC Fund managers Mutual fund performance measurement Preparation of financial reports of mutual fund
less than one year, invest in instruments with maturity period close to the term of the fund, and the portfolio of which has no material changes throughout the scheme. Authority of the SEC Fund managers
) When any incidents occur that apparently have material impacts on the NAV or the investment unit values, the values as of the day of the events shall be announced within the following business day. (4
day of each month shall be announced within the following business day; (3.3.3) When any incidents occur that apparently have material impacts on the NAV or the investment unit values, the values as
• Mutual Fund Management ○ Advertising ○ Procedure for Incorrect Pricing ○ Procedure for the default by Issuer ○ Transaction with Connected Person ○ Liquidation ○ NAV Calculation
• Mutual Fund Management ○ Advertising ○ Procedure for Incorrect Pricing ○ Procedure for the default by Issuer ○ Transaction with Connected Person ○ Liquidation ○ NAV Calculation
projects for more than two consecutive sessions. In case of any incidents viewed by the asset management company of having material impacts on the value of the infrastructure asset, or upon a request of the
projects for more than two consecutive sessions. In case of any incidents viewed by the asset management company of having material impacts on the value of the infrastructure asset, or upon a request of the
in a shareholders' meeting 17. Dividend payment 18. Fees 19. Procedure for dissolution of mutual fund 20. Relaxation of rules 21. Additional rules for guaranteed funds 22. Additional rules for a