) committing unfair securities trading practice; (2) presenting a false statement or concealing material facts that should have been stated; (3) failing to perform duties as director or executive under Section
fund, and the portfolio of which has no material changes throughout the scheme. Authority of the SEC Fund managers Mutual fund performance measurement Preparation of financial reports of mutual fund
less than one year, invest in instruments with maturity period close to the term of the fund, and the portfolio of which has no material changes throughout the scheme. Authority of the SEC Fund managers
Handling Procedure Samples of Documents or Evidence Matters under Supervision of Other Laws Whistleblower Inquiries Complaint Forms Complaints / Whistleblowers Matters under the SEC
stakeholders, the SEC implements the following procedure: · To assess the importance of matters to be under preventive regulations without which the reliability or efficiency of the capital market
) When any incidents occur that apparently have material impacts on the NAV or the investment unit values, the values as of the day of the events shall be announced within the following business day. (4
day of each month shall be announced within the following business day; (3.3.3) When any incidents occur that apparently have material impacts on the NAV or the investment unit values, the values as
effectiveness: civil actions for major violations, and support of class action under The Civil Procedure Code. - enhancement of supervision on securities exchange through Amendment to the Securities and Exchange