best interest for shareholders. To be qualified as a director of a public company, a person shall have qualifications as specified in the Public Company Limited Act B.E. 2535 (1992) and perform duties
material update to the SEC Thailand within 10 days after Home Regulator approved such material change (excluding weekends/ public holidays in Home Jurisdiction). In addition, the CIS Operator is required
Operator is required to submit a hard copy of a completed Form 69 – CIS material update to the SEC Thailand within 10 days after Home Regulator approved such material change (excluding weekends/ public
such material change (excluding weekends/ public holidays in Home Jurisdiction). In addition, the CIS Operator is required to prepare sales report for the sale of units of ASEAN NRI CIS or ASEAN CIS
working hours of the associations for inspections. The related persons should facilitate assistance and convenience reasonably. The associations shall prepare and maintain a copy of a membership register at
Institutional Investors (II) Private Placement to High Net Worth Investors (HNW) Public Offering (PO) Qualifications and approval rules - Applicable to the offering of bonds only. - For the offering of bonds, the
) Public Offering (PO) Approval Qualifications and approval rules - Applicable to the offering of bonds only. - For the offering of bonds, the approval will be granted upon the registration of the
conditions for public offerings of cross-border mutual funds under the Asia Region Funds Passport (“ARFP"). There are currently 5 participating economies who are signatories to these frameworks, namely