) or (3) to (10); (3) the government sector and state enterprises under the law on budgeting or other juristic persons incorporated by a specific law; (4) the Thai Red Cross or other foundations for the
dishonest intent: O Yes (please specify) For example, the final judgement of the court …...…………….….., Lawsuit case, Black No. .…..…/25.. and Lawsuit case, Red No. ...……/25.. Between .…………….………. and
make it impossible to match such orders. 3.6 Risk from Position Restriction or Prohibition The Derivatives Exchange, the Clearing House or the Office of Securities and Exchange Commission may order
__________________________________________________________________ 3.2 ระบบป้องกันและตรวจสอบการลงทุนเพื่อบริษัทหลักทรัพย์โดยไม่ได้รับอนุญาต (unauthorized proprietary trading) 4.2.1 มีการกำหนดลักษณะธุรกรรมสุ่มเสี่ยง (red flags) เพื่อการติดตามตรวจสอบอย่างใกล้ชิด ( มี
transactions are unnecessarily complex; (7) the client places both buy and sell orders in proximate prices and time, which may be deemed that he intends to match the trades (matched order) without any