Wang Lee Global Market Co., Ltd. Wang Lee Global Market Co., Ltd. operated derivatives broker businesses in Thailand without proper licenses granted. Such action was deemed a violation of Section 343
Limited (TUCC) in such a way as to take advantage of other persons by using material non-public information concerning the recording allowance for doubtful account on 26 trade accounts receivable worth Baht
other persons by using material non-public information concerning the recording allowance for doubtful account on 26 trade accounts receivable worth Baht 43.99 million which resulted in TUCC’s Baht 104.86
other persons by using material non-public information concerning the recording allowance for doubtful account on 26 trade accounts receivable worth Baht 43.99 million which resulted in TUCC’s Baht 104.86
Limited (TUCC) in such a way as to take advantage of other persons by using material non-public information concerning the recording allowance for doubtful account on 26 trade accounts receivable worth Baht
procedures as specified in the notification of the Capital Market Supervisory Board by engaging in any other business which is not a licensed securities business without the Capital Market Supervisory Board’s
Wang Lee Global Market Co., Ltd. Wang Lee Global Market Co., Ltd. conspired with other alleged persons to operate derivatives broker businesses in Thailand without proper licenses granted. Such
and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to appoint other person who qualifies as the personnel under the Notification of the Capital Market
, conditions and procedures as specified in the notification of the Capital Market Supervisory Board by failing to appoint new personnel having qualifications as specified in Notification of the Capital Market
?) within 27 July 2019 as specified by the notification of the Capital Market Supervisory Board. However, PRIME prepared and submitted Form 56-1 interrim on 16 October 2019 which failed to prepare and submit