Unfair Securities Trading Practices Prevention of Unfair Securities Trading Practices SHARE : Detail Content Group 1: Information disclosure that may cause damage to investors and capital market 1.1
Unfair Securities Trading Practices Prevention of Unfair Securities Trading Practices SHARE : Detail Content Group 1: Information disclosure that may cause damage to investors and capital market 1.1
services for companies in capital market. Some of them may first step in as Group II auditors and improve themselves to be Group I auditors in the future. Concurrently, SEC and FAP encourage the
capital market, or lacking trustworthiness as specified as prohibited characteristic in Group 1 under Clause 29; (2) having a record of being punished or legally proceeding against for management in the
business and market environment; multidimensional development of ecosystem by taking into account views and opinions from all stakeholders; and focusing on root cause or target group in order to provide
Group: Chaired by SEC Thailand- ASEAN CIS Working Group: Chaired by SEC Thailand- ACMF Market Development Programme Working Group: Co-chaired by SC Malaysia and Otoritas Jasa Keuangan Indonesia- ASEAN
capital market,” added SEC Secretary-General Ruenvadee. Mrs. Voravan Tarapoom, AIMC Honorary Chairperson and Head of the ESG Policy and Collective Action Working Group, said: “AIMC has launched Thailand ESG
. SEC therefore held the seminar “SEC FinTech for SMEs and startups: Innovation for Financial Inclusion” to build awareness of the government policies, funding accessibility through the capital market
and the public. They are: 1) Kiatnakin Phatra Financial Group 2) Krungthai Xspring Securities Co., Ltd. 3) Krungthai-axa Life Insurance Public Co., Ltd
the primary market through initial offerings of shares and convertible bonds directly to a group of no more than ten investors and employees, with an aggregate value of no more than 20 million baht