Report on Margin Loan to Clients (Form Bor.Lor. 5/1) (Notification No. SorThor. 55/2546) To be filed within seven days of the following month. Monthly Statement of Clients' Assets (Form Bor.Lor. 8
management company arising from such termination, with the exception of the case that the agreement is made with a client that is a provident fund or the Government Pension Fund; (5) In the case of a margin
management company arising from such termination, with the exception of the case that the agreement is made with a client that is a provident fund or the Government Pension Fund; (5) In the case of a margin
system . The calculation is as follows : NCR = Liquid Assets (risk adjusted) - Total Liabilities General Liagilites + Margin Requirement In case of shortfall, the operator is required to observe
investors purchasing securities – the company is required to have appropriate qualifications and disclose sufficient information for investors to make an informed investment decision. Existing shareholders
of Mutual Fund 17. Dividend payment A mutual fund may pay dividends from its retained earnings or net profits in the accounting periods that the mutual fund have retained earnings or net profit
of Mutual Fund 17. Dividend payment A mutual fund may pay dividends from its retained earnings or net profits in the accounting periods that the mutual fund have retained earnings or net profit
and employees to create motivation to work and build the sense of ownership of the company. It is similar to ESOP (the difference is that EJIP is based on existing shares, whereas ESOP involves issuing
sell or transfer their subscription rights. TSR is an instrument issued by a listed company to existing shareholders without having to request for approval and submit filing. However, the company must
Content Management of Mutual Fund 12. Classification of investment units (1) Classification of investment units shall not affect the existing rights of the unitholders. (2) The mutual management