property funds; (3) “Property Fund Manager” means a person who makes decisions to invest or dispose of real estate or leasehold right of property funds; (4) “Fund Manager of Fund for Solving Financial
value into a correct unit value by the day the fund supervisor has certified the information in the retrospective value correction report. (3) Announce name(s) of mutual fund(s) which makes a value
) an uncooperative client who fails to provide identification document or other document/ information under the normal KYC/CDD process, or a client who produces doubtful evidence or documents which can
who makes a dispute resolution, except for the case under Clause 15. The parties shall select the arbitrator from the arbitrator list of the Office by the following methods: (1) the claimant shall
compensation report under (1). (3) Announce name(s) of mutual fund(s) which makes a price correction under (2) and the price correction date thereof under (2) in at least one daily newspaper within three
securities underwriting in accordance with the procedures indicated in a prospectus. Clause 5. A securities underwriter shall not subscribe for securities of which it makes underwriting. Clause 6. Subject to
it makes underwriting. Clause 6 Subject to Clause 8, a securities underwriter shall not allocate securities to the following persons: (1) itself or a co-underwriter; (2) a director, an executive, a
of the Securities and Exchange Commission. Chapter 1 Scope of the Provisions Clause 3. This Notification shall not apply to the appointment of a fund manager who makes decisions to invest or dispose of
securities brokerage or securities dealing which is not limited to debt instruments or investment units; (4) “ institutional client ” means a person who makes transactions with a securities company in
appointment of a fund manager who makes decisions to invest or dispose of real estate or leasehold right of the following mutual funds: (1) property fund; (2) property fund for solving financial institution