of directors and executives of issuing companies. Qualifications of a director Not having untrustworthy characteristics. For example: Being an insolvent person or an incompetent person Being
participating fund managers have the necessary experience and track record in managing retail funds, and funds offered under the framework are regulated and managed based on industry best practices. Regulatory
will have to abide by the “Standards on Qualifying CIS", a set of common requirements designed to ensure that the participating fund managers have the necessary experience and track record in managing
the real estate for rental income and distribute the benefits to the unitholders. A REIT Manager (RM) is responsible in managing the trust in the interests of the investors. Filing of application for
securities issuing companies. 4. The controlling persons shall not have any of the untrustworthy characteristics. 5. No record of breaches of regulations and laws (i.e. being currently subject to a criminal
○ Merger ○ Notifications of the Association of investment Management Companies ○ Others • Private Fund Management ○ Execution of Agreements for Management and Management of Private Fund
○ Merger ○ Notifications of the Association of investment Management Companies ○ Others • Private Fund Management ○ Execution of Agreements for Management and Management of Private Fund
of Thai companies, 3.1 The directors and executives shall be listed on the database of directors and executives of the securities issuing companies. 3.2 The controlling persons shall not have any of
supervision 2.6 Quality Assurance & Review Increasingly, complicated transactions in the financial market especially those in connection with listed companies and intermediaries such as securities houses have
principles or international standards. 3.2 Presribes by the Association of Asset Management Companies (AIMC) prescribes with the approval by the SEC. ( Notification of the Association of Investment Management