-counter centre, organization related to securities business, derivatives business, derivatives trading centre, derivatives clearing house, derivatives regulatory association or any other companies which are
clearing house, derivatives regulatory association or any other companies which are under the supervision of the SEC, the Capital Market Supervisory Board or the SEC Office. In case where any person having
business, derivatives business, derivatives trading center, derivatives clearing house, derivatives regulatory association or any other companies which are under the supervision of the SEC, the Capital
securities and exchange. Section 14.2 In managing the fund, the fund manager shall have the duties in accordance with, and be subject to, the provisions regarding the private fund management under the law
. Section 14. 2 In managing the fund, the fund manager shall have the duties in accordance with, and be subject to, the provisions regarding the private fund management under the law governing securities and
by the Public Limited Companies Act, directors of a derivatives exchange shall not have any of the following prohibited characteristics: (1) having disreputable background or managing any business in a
by the Public Limited Companies Act, directors of a derivatives exchange shall not have any of the following prohibited characteristics: (1) having disreputable background or managing any business in a
management • In managing a mutual fund, the AMC must proceed with honestly and care to preserve the interests of all unitholders, using knowledge and competence as a professional. • The AMC must have a policy
.doc from directorship as specified by the law on public limited companies, a director shall be removed from his directorship upon possession of any characteristic indicating a lack of appropriateness in
particulars which are material to the agreement. SECTION 134. In managing a private fund, the securities company shall provide a private fund manager with the approval of the Office in accordance with the rules