Audit Firm) .pdf file | .doc file 4. Background and Details of Applicant Requesting Approval .pdf file | .doc file 5. Audit Firm Profile and Details .pdf file | .doc file
switching of classes must be clearly described in the scheme. (3) Seeking a resolution of unitholders in the case of a mutual fund of which investment units are classified: 1) Requesting a resolution on a
company must consider possible impacts on the unitholders. (3) A resolution of the unitholders, pursuant to rules specified in the scheme and the commitment, is obtained. (4) In requesting a resolution
can better diversify the investment risks, and receive professional services in monitoring and managing the investments. Establishment of Mutual Funds Cross-boder Offering of Funds Offering for Sale
> Management of Mutual Fund > Fund managers Regulations SHARE : Detail Content Management of Mutual Fund 2. Fund managers 2.1 In managing a mutual fund, the mutual fund management company will appoint a
, but not limited to, requesting information from the audit oversight authority that the applicant registers with, or requesting the applicant for more information or clarification. The SEC will notify