Mrs. Apirati Chairat Between September 7, 2017 and December 1, 2018; Mrs. Apirati Chairat, managing directer of Asia Wealth Asset Management Company Limited (?Asia Wealth Asset Management?), failed
Dr.Aurchat Kanjanapitak In late 2012, Dr.Aurchat Kanjanapitak, (“Dr.Aurchat”) former managing director responsible for operation and management of Ramkhamhaeng Hospital Public Company Limited (“RAM
, and procedures as specified in the Notification of the SEC Office by managing 15 mutual funds to invest in other mutual funds under SCBAM’s management more than one level. SEC Act S.125(1) and 126/1
, and procedures as specified in the Notification of the SEC Office by managing SCB set index fund to invest in other mutual fund under SCBAM’s management. SEC Act S.125(1) and 126/1 in conjunction
Mr. Somjin Sornpaisarn Mr. Somjin Sornpaisarn, a former Managing Director, Chief Investment Officer and Chief Investment Committee who is responsible for the operation of TMB Asset Management Company
Mr. Somjin Sornpaisarn Mr. Somjin Sornpaisarn, a former Managing Director, Chief Investment Officer and Chief Investment Committee who is responsible for the operation of TMB Asset Management Company
Mr. Somkiat Vongsarojana Mr. Somkiat Vongsarojana, the former managing director for the operation of Rich Asia Corporation Public Company Limited ("RICH"), shall be liable for RICH's
Mr. Somkiat Vongsarojana Mr. Somkiat Vongsarojana, the former managing director for the operation of Rich Asia Corporation Public Company Limited ("RICH"), shall be liable for RICH's
Daol Securities (Thailand) Public Company Limited Between September 7, 2018 and May 9, 2022 Daol Securities (Thailand) Public Company Limited, a private fund management company, failed to comply with
Mr. Palits Phanpanit Mr. Palits Phanpanit, the managing director responsible for the operation of Yarnapund Public Company Limited (“YNP”), failed to supervise YNP to prepare and submit the financial