requirement Quarterly Reports Quarterly Complaint Handling Summary (Notification No. TorThor/Khor/Dor/Nor. 62/2552) To be filed within 15 days after the end of the quarter. Semi-Annual Reports Audited
. 15.2 Procedure for handling assets as debt repayment 1) Set-aside: the mutual fund management company shall dispose of the assets at the earliest opportunity, except that the unitholders accept the
. 15.2 Procedure for handling assets as debt repayment 1) Set-aside: the mutual fund management company shall dispose of the assets at the earliest opportunity, except that the unitholders accept the
managing the investments. Establishment of Mutual Funds Offering for Sale of Investment Units Management of Mutual Fund Private Funds or Provident Funds Limitations on Unitholding over One-Third of
managing the investments. Establishment of Mutual Funds Offering for Sale of Investment Units Management of Mutual Fund Private Funds or Provident Funds Limitations on Unitholding over One-Third of
Mutual Fund 2. Fund managers 2.1 In managing a mutual fund, the mutual fund management company will appoint a fund manager with the following qualifications : (1) In the case of the selected fund
Mutual Fund 2. Fund managers 2.1 In managing a mutual fund, the mutual fund management company will appoint a fund manager with the following qualifications : (1) In the case of the selected fund
establishing a trust, to filing an application with the SEC for approval of an offer for sale of units of the trust, and to managing the trust. Regulatory Summary Qualifications Main duties of a Trust
juristic person with the SEC Office and managing fund of the juristic person so established, in which case the juristic person's personnel may be appointed to participate in management of enterprise in which
. The criteria for allocation must not induce or lead to corruption or wrongful benefits to the company. CEO or MD makes a list of sponsors T he Chief Executive Officer or the Managing Director (CEO or MD