and Clause 4 shall apply to temporary executives, plan preparers, plan administrators and temporary plan administrators in accordance with the Law on Bankruptcy, mutatis mutandis, and in the case where
Securities and Exchange Commission No. Sor Shor. 26/2558 Re: Rules, Conditions, and Procedure for Granting Approval of Trust Managers of Infrastructure Investment Trusts and Operating Standards
intermediaries Rating providers Indices providers Asset managers Institutional investors Reporting organizations Rules and Requirements Standard setters Actors in the ESG Investment ecosystem Source: Adapted from
meaning as defined in the Notification of the Capital Market Supervisory Board governing qualifications and prohibited characteristics of directors and executives of securities company. (2) “Property Fund
-General SEC Board SEC Executives SEC Statement Market Review Action Plan 2008 Key Events in 2007 Corporate Finance Securities Business Market Infrastructure Development Enforcement International Relations
beneficiaries or clients, communicate them to portfolio managers and other agents employed and ensure they are being met. They need to oversee actively, the management of risk and the work of all their agents
Notification, of an applicant, directors, managers and administer directors including deputy managers, assistant managers, department directors and other persons with different titles but hold similar positions
interest of our members. Principle 3: Oversee asset managers to make informed investment decisions and engage in active ongoing monitoring of investee companies. Investment decisions should take into account
voluntary code that applies to Institutional Investors who have become signatories as follows: (1) Asset Managers : SEC-licensed asset management companies that are responsible for managing funds on behalf of