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> Fund Manager Regulations SHARE : Detail Content Fund Manager/Investment Analyst The approval process for fund managers and investment analysts are prescribed in the Capital Market Supervisory
interpretation of the “Executive” in relation to “person holding executive position in Accounting or Finance Department whose rank is not lower than departmental manager” Regarding the Notification of the
Persons > Fund Manager > Regulatory Summary Regulations SHARE : Detail Content Fund Manager / Investment Analyst Appplication Process Regulatory Summary Related Rules and Regulations SHARE
or Finance Department whose rank is not lower than departmental manager” Regarding the Notification of the Securities and Exchange Commission No. Kor Jor. 17/2557 Re: Determination of Definitions in
audit committee serve as director in business partner company? A: A qualification on independence of audit committee specified that the committee must not have conflict of interests with the company. If
Regulations SHARE : Detail Content Personnels Investment Consultant Fund Manager /Investment Analyst Fundraising Market Professionals Financial Reporting and Audit Oversight Mutual Fund Business
Regulations SHARE : Detail Content Personnels Investment Consultant Fund Manager /Investment Analyst Fundraising Market Professionals Financial Reporting and Audit Oversight Mutual Fund Business
audit firm or equivalent or being a partner of an audit firm or equivalent; (3) having met either of the following audit experiences criteria; (3a) General cases: - having affixed signatures for giving
> Registered Persons > Fund Manager > Related Rules and Regulations Regulations SHARE : Detail Content Fund Manager /Investment Analyst Related Rules and Regulations The Notification of the Capitalt