Unofficial Translation 14 June 2021 Attn: President of the Association of Thai Securities Companies President of the Association of Investment Management Companies Managers All securities companies All

Committee ผู้จัดการ (CEO/MD) Risk Committee Risk Management Committee Compliance Investment Committee Investment Front (Marketing) Back (Operation) Etc. หมายเหตุ กรณีนำเทคโนโลยีเพื่อการติดต่อและให้บริการแก่

/ derivatives / digital asset intermediaries e.g. securities company/broker, asset management company and digital asset exchange; · approved persons e.g. investment consultant; · listed companies/ securities

right of a person to participate in an investment in any project or business; (2) specifying the right of a person to acquire specific goods, specific service, or any specific other right under an