List of head of Compliance Please wait... List of head of Compliance No. Company Name Commencement Date Securities Company Asset Management Company Investment Advisory Company Derivatives Brokerage
, stakeholder relations and organizational efficiency, specifically in the areas of human resources development, information management and financial administration. In addition, the SEC is playing a more
may be deemed insider trading and front running to take advantage of the fund under his management and the investing public, the SEC reaffirms a thorough and transparent investigation into the matter
Leadership Academy? project of the Territorial Defense Command by help developing its curriculum to include personal financial management, business conduct and living concept, in addition to leadership
นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) เข้าร่วมงานสัมมนา “Women in Business: Why Thailand is a success story in women leadership” และกล่าว
annual workshop titled, "Cyber Resilience Leadership: Mission for Embracing the Future of AI & Cybersecurity," to enhance cybersecurity knowledge among executives in the financial industry. This event
หรือไม่ 1. ปฏิบัติตามประกาศ ทธ.39/2555 ในส่วนที่เกี่ยวกับการแต่งตั้ง Head of Compliance รายใหม่ 2. หากต้องปฏิบัติตามข้อ 1. จะสามารถขอผ่อนผันระยะเวลาการแต่ง
Management Discussion and Analysis 1 Ref: AC.017/2020 18 May 2020 Subject: Management discussion and analysis of financial position and operating results To: President and Manager The Stock Exchange