) Investors ( 5 ) IPO ( 3 ) International Relations ( 2 ) Takeover ( 2 ) Enforcement ( 1 ) investor ( 1 ) Market Professionals ( 1 ) More >> Documents Adobe PDF ( 2,391 ) aspx ( 251 ) Microsoft Word ( 113
Kong Securities & Futures Commission for mutual recognition of managed fund products. We also undertook a self-assessment for compliance with IOSCO Principles to pave the way for Thailand’s Financial
conflicting objectives, for example where the same institution is charged with attracting business and sanctioning violations, should be avoided or managed through clear governance provisions. Overlapping and
, and unauthorized securities businesses. We took legal actions on such wrongdoings and by the end of the year, we managed to prevent considerable sums of damages. On regulatory side, we continued to
Offering of the Newly Issued Ordinary Shares to a Specific Investor (Private Placement), Application for Waiver from the Requirement to Make a Tender Offer for all Securities of a Business Takeover by Virtue
) About SEC ( 19 ) Market Data ( 11 ) Intermediaries ( 8 ) Strategic Plan ( 5 ) Enforcement ( 4 ) IPO ( 4 ) Market Professionals ( 4 ) International Relations ( 2 ) Takeover ( 2 ) investor ( 1 ) More
Enactment ( 20 ) Budget ( 20 ) About SEC ( 19 ) Market Data ( 11 ) Intermediaries ( 8 ) Strategic Plan ( 5 ) Enforcement ( 4 ) IPO ( 4 ) Market Professionals ( 4 ) International Relations ( 2 ) Takeover ( 2
the mark for another year in 2006, further strengthening the robustness of market infrastructure. Though affected by unexpected incidents late in the year, the market managed to recover and the stock
) Strategic Plan ( 10 ) investor ( 9 ) Investors ( 9 ) IPO ( 8 ) Market Professionals ( 5 ) International Relations ( 3 ) Takeover ( 3 ) Toward International Excellence ( 2 ) More >> Documents Adobe PDF ( 2,391