Mr. Vijchu Chantatub During 24 - 29 October 2018 and 13 November 2018, Mr. Vijchu Chantatub as a private fund manager, managed a private fund without honesty and care to preserve the interests of the

Kasikorn Securities Public Company Limited Kasikorn Securities Public Company Limited failed to prepare and submit the result of the structured note, underlied to PTT Exploration and Production

Kasikorn Securities Public Company Limited Kasikorn Securities Public Company Limited failed to prepare and submit the result of the structured note, underlied to KCE Electronics Public Company

prepare and submit the result of the structured note, underlied to PTT Exploration and Production Public Company Limited ("PTTEP") sale report to the SEC Office within the period specified in the

prepare and submit the result of the structured note, underlied to KCE Electronics Public Company Limited ("KCE") sale report to the SEC Office within the period specified in the notification of

structured debentures sale report to the SEC Office within October 19, 2021 However, CGS Transport Company Limited reported the result of the sale to the SEC Office on December 2,2 2021, later than the period

Securities Public Company Limited), shall be liable for CGS Transport Company Limited failure to prepare and submit the structured debentures sale report to the SEC Office within the period specified by the

Krungthai XSpring Securities Co., Ltd. Krungthai XSpring Securities Co., Ltd. (KTX) failed to prepare and submit results of the structured debenture sale report to Securities and Exchange Commission

and submit results of the structured debenture sale report to Securities and Exchange Commission Office (SEC) within the period as specified by the SEC which are resulted from the instruction or the

KGI Securities (Thailand) Public Company Limited KGI Securities (Thailand) Public Company Limited (“KGI”) failed to prepare and submit 4 results of the structured debenture sale report to SEC within