, efficiency and transparency. Systematic risks in the markets can be managed and contained within limits. Our Roles How We Regulate SEC Working Principles Our Policies Signatory of Investment Government Code
promptly identified, managed and mitigated, and that the company’s governance framework provides for the consideration of stakeholder rights. Principle 7.4 The board should ensure sustainability reporting
(buying investment units at a minimum of 10 million baht). Listing in the Stock Exchange is prohibited before the assets start generating revenue (the listing in the Stock Exchange must be done within three
เชียงใหม่ 14:15 นำเสนอผลงานวิจัยเรื่อง " Skill Versus Luck: Do Actively Managed Equity Mutual Funds Benefit Investors in Thailand? " จิรสิน ศิริประชัย นักศึกษาปริญญาโท มหาวิทยาลัยธรรมศาสตร์ SHARE
authorization. Under the ARFP framework, efforts are made to unify the mutual entry processes for funds that are managed in accordance with the ARFP rules agreed upon among the relevant regulators of the
are managed in accordance with the ARFP rules agreed upon among the relevant regulators of the participating economies. Memorandum of Cooperation on the Establishment and Implementation of the Asia
participating fund managers have the necessary experience and track record in managing retail funds, and funds offered under the framework are regulated and managed based on industry best practices. Regulatory
) 1.3 กระบวนการซื้อขายผลิตภัณฑ์การลงทุน (Buying/ selling process of investment products) 1.4 การเป็นเจ้าของผลิตภัณฑ์การลงทุน (Owning investment holdings) 1.5 สิทธิและความรับผิดชอบของผู้ลงทุน (Investors
upon approval as an ARFP fund and host jurisdiction authorization. Under the ARFP framework, efforts are made to unify the mutual entry processes for funds that are managed in accordance with the ARFP