Association of Investment Management Companies Regulatory Summary The provisions under Trade Association Act B.E 2509 regarding the operation, control, dissolution and the penalty provisions are applied
authorization. Under the ARFP framework, efforts are made to unify the mutual entry processes for funds that are managed in accordance with the ARFP rules agreed upon among the relevant regulators of the
information 2.1 Trade securities by using inside information (Section 242) Offender Person who knows or possesses inside information related to a securities issuing company Nature of the acts Purchase
information 2.1 Trade securities by using inside information (Section 242) Offender Person who knows or possesses inside information related to a securities issuing company Nature of the acts Purchase
upon approval as an ARFP fund and host jurisdiction authorization. Under the ARFP framework, efforts are made to unify the mutual entry processes for funds that are managed in accordance with the ARFP
track record in managing retail funds, and funds offered under the framework are regulated and managed based on industry best practices. Regulatory Summary Related Manuals/Guidelines Related Rules and
upon approval as an ARFP fund and host jurisdiction authorization. Under the ARFP framework, efforts are made to unify the mutual entry processes for funds that are managed in accordance with the ARFP
retail funds, and funds offered under the framework are regulated and managed based on industry best practices. Regulatory Summary Related Manuals/Guidelines Related Rules and Regulations Related Forms
the flexibility to trade the units of foreign ETF on the Thai stock exchange, just like stocks. Regulatory Summary Related Rules and Regulations Related Forms Regulatory Summary Required
meet the criteria specified in the SEC regulations to be listed on the Thai stock exchange and offered to investors in Thailand. This offers the investors the flexibility to trade the units of foreign