track record in managing retail funds, and funds offered under the framework are regulated and managed based on industry best practices. Regulatory Summary Related Manuals/Guidelines Related Rules and
will have to abide by the “Standards on Qualifying CIS", a set of common requirements designed to ensure that the participating fund managers have the necessary experience and track record in managing
: Detail Content Equity Instruments Shares Secondary Public Offering (SPO) Can be done in 2 cases: 1. Fast track case for companies with good corporate governance and offer for sale of shares at
mechanism is in place to record, track, resolve, and report complaints and feedback. The board should ensure the availability of convenient complaint channels (more than one), and that stakeholders are made
business. 7. Not being in default on principal or interests of any debt securities or in default on a loan payment. 8. Not being in breach of the terms and conditions of the debt securities. Fast track
บริษัทจดทะเบียน (SPO) กฎเกณฑ์ SHARE : Detail Content ตราสารทุน หุ้น การเสนอขายหุ้นแก่ประชาชนทั่วไปของบริษัทจดทะเบียน (SPO) แบ่งเป็น 2 กรณี คือ 1. กรณี fast track สำหรับบริษัทที่มีการกำกับดูแลกิจการ
filing of the application for an approval, the applicant has never breached any provisions on the use of proceeds of the bonds Face value of bills - - - Fast track - - Available only if the issuers
promptly identified, managed and mitigated, and that the company’s governance framework provides for the consideration of stakeholder rights. Principle 7.4 The board should ensure sustainability reporting
information and make confident decisions on investment. The capital market is operated with fairness, efficiency and transparency. Systematic risks in the markets can be managed and contained within limits
million baht or more (unless an exemption is provided to allow offering of bills). - Fast track - - - Available only if the issuers' qualifications meet the requirements [3] . Period of time required in