person who has authorized the management of the private fund using knowledge and competence as a professional. SEC Act S.134 paragraph 2 and paragraph 3 in conjunction with 133 paragraph 1 Criminal
year 2020 (8) the annual report for the year 2020 (Form 56-2) (9) financial statement for the year 2021 and (10) the annual report for the year 2021 (Form 56-2). This case is in the process of inquiry
statements for the year 2021 (6) Form 56-1 One report for the year 2021 This case is in the process of inquiry by the court. SEC Act S.56(2)(3)(4) Criminal Complaint Filed with an Inquiry Official Dated
;), shall be liable for TSF failure to prepare and submit the financial reports to SEC Office within the period specified in the notification as follows : (1) the annual registration statement (Form 56-1
pleaded guilty, the Court reduced the fines by half, resulting in a fine of Baht 261,000 and a further fine of Baht 250 for each day starting from the next day of prosecution date (March 30,2016) until the
the year 2014(Form 56-1, 2014) and the financial statements for Q1/2015 to the SEC and the SET within the specified period. This case is in the process of inquiry by the inquiry official. SEC Act
the fines by half, resulting in a fine of Baht 516,250 and a further fine of Baht 250 for each day starting from the next day of prosecution date (February 24,2016) until the company so complies. SEC
) and (4) the reviewed financial statements for Q1/2017. Since the defendant pleaded guilty, the Court reduced the fines by half, resulting in a fine of Baht 440,500 and a further fine of Baht 1,000 for
reduced the fines by half, resulting in a fine of Baht 261,000 and a further fine of Baht 250 for each day starting from the next day of prosecution date (March 30,2016) until the company so complies
reviewed financial statements for Q1-Q3/2017 within the period specified by the Capital Market Supervisory Board. The statute of limitations ran out. SEC Act S.300 in conjunction with 56(1) Criminal