prepared in accordance with the format and contents provided herein . On-going requirements of CIS Operator The followings are on-going requirements for CIS Operator who makes offerings of either
authorization. Under the ARFP framework, efforts are made to unify the mutual entry processes for funds that are managed in accordance with the ARFP rules agreed upon among the relevant regulators of the
trading practice (3) allowing any other person to use a digital asset trading account, bank account, account opened with a digital asset business operator or any other account for making payment in
(in case of secured Basel III-compliant Instruments/ Basel III-compliant Instruments with a bondholders' representative). - Application shall be submitted for an approval. The following qualifications
rules for exchange traded funds (ETFs) Additional rules for property sector funds Money Market Funds with constant NAV (MMF constant NAV) Investment in funds under the same mutual fund management company
funds Money Market Funds with constant NAV (MMF constant NAV) Investment in funds under the same mutual fund management company SHARE : For More Information ContactUs Investment Management Policy
Preparation of a 6 month-period report and an annual report is not required for the mutual fund which has the term period less than one year, invest in instruments with maturity period close to the term of the
rules for property sector funds Money Market Funds with constant NAV (MMF constant NAV) Investment in funds under the same mutual fund management company SHARE : For More Information ContactUs Inv
oversight 2. Auditor supervision 2.1 Regulatory Summary of Approved Auditor in Capital Market 2.1.1 Filing of Application Auditor wishing to file an application for approval with the
preparing information to assist investors with an investment decision making. Therefore, the SEC adopts regulatory approaches for credit rating agencies to be in line with the Code of Conduct Fundamentals for