Section 133 Securities and Exchange Act B.E. 2535 Section 133. The securities company shall manage a private fund with honesty and care to preserve the interests of the person who has authorized the
Section 117 Securities and Exchange Act B.E. 2535 Section 117. In the management of a mutual fund, a securities company may set up and manage a mutual fund only when its application to set up the
Section 43 of the Constitutions of the Kingdom of Thailand so permit by virtue of law; Be it, therefore, enacted by His Majesty the King, by and with the advice and consent of the National Legislative
shall establish the information security incident management in accordance with the following criteria: (1) establish procedures and processes to manage information security incidents; (2) define the
whole or in part, to manage the business of the securities company only with the approval from the Office. In cases where it later appears that the persons under the first paragraph have the prohibited
Office in accordance with the rules, conditions and procedures specified in the notification of the SEC. The securities company may act as a custodian for the person who has authorized it to manage the
according to the definition by the National Institute of Standards and Technology (NIST); “ outsourcee ” means the external parties engaged by the intermediary in the operation on an ongoing basis and must
Majesty the King, by and with the advice and consent of the National Legislative Assembly functioning as both Houses of Parliament, as follows: SECTION 1. This Act shall be called the "Securities and
April Songkran Festival 5. Thursday 14 April Songkran Festival 6. Friday 15 April Songkran Festival 7. Monday 2 May Substitution for National Labor Day (Sunday, May 1) 8. Thursday 5 May Coronation Day 9
Songkran Festival 5. Tuesday 15 April Songkran Festival 6. Thursday 1 May National Labour Day 7. Monday 5 May Coronation Day 8. Monday 19 May Wisakha Bucha Day 9. Tuesday 1 July Mid Year Closing Day 10