attain targeted savings, do not have access to these services. The existing advisory services are catering primarily to high net worth investors. Some salespersons of financial products focus on sales
attain targeted savings, do not have access to these services. The existing advisory services are catering primarily to high net worth investors. Some salespersons of financial products focus on sales
Content Business Operator A Settlor of an Infrastructure Trust A settlor (after settling of a trust will manage the trust, thereby called a trust manager) assumes crucial roles starting from
investors purchasing securities – the company is required to have appropriate qualifications and disclose sufficient information for investors to make an informed investment decision. Existing shareholders
fair shareholding structure; Directors, executives and major shareholders do not have conflict of interests or there are adequate measures to manage conflicts of interest; There is no reason to doubt
Infrastructure Trust Regulatory Summary Related Rules/Regulations Related Forms A trustee is a person acquiring a transfer of right over a property from a trust manager to manage the property for the
and employees to create motivation to work and build the sense of ownership of the company. It is similar to ESOP (the difference is that EJIP is based on existing shares, whereas ESOP involves issuing
sell or transfer their subscription rights. TSR is an instrument issued by a listed company to existing shareholders without having to request for approval and submit filing. However, the company must
Content Management of Mutual Fund 12. Classification of investment units (1) Classification of investment units shall not affect the existing rights of the unitholders. (2) The mutual management
Content Management of Mutual Fund 12. Classification of investment units (1) Classification of investment units shall not affect the existing rights of the unitholders. (2) The mutual management