disclosed in the filing. The buyers of the units shall settle unit subscription in cash or cash-equivalence. The number of units allocated to any persons or a group of the associated persons shall not be over
management systems, and disclose its opinion in the company’s annual report. Principle 6.3 The board should manage and monitor conflicts of interest that might occur between the company, management, directors
Settlor of an Infrastructure Trust Regulations SHARE : Detail Content A Settlor of an Infrastructure Trust A settlor (after settling of a trust will manage the trust, thereby called a trust manager
law and standards. Principle 6.2 The board shall establish an audit committee that can act effectively and independently. Principle 6.3 The board should manage and monitor conflicts of interest that
การบริหารความเสี่ยง รายงานการกระจุกตัวของหลักทรัพย์จดทะเบียนที่เป็นหลักประกันบัญชีมาร์จิ้น ข้อมูลรายชื่อหลักทรัพย์ที่บริษัทหลักทรัพย์กำหนดให้ลูกค้าต้องวางเงินสดล่วงหน้าก่อนที่จะซื้อหลักทรัพย์ (cash
there are adequate measures to manage conflicts of interest; There is no reason to doubt that the management mechanism will be unable to protect the rights of the shareholders or to treat the shareholders
investment units of mutual fund; 2) Redemption payment in the form of securities or other assets in lieu of cash (Pay in Kind); 3) Incorrect pricing of the investment units; 4) Fees or expenses imposed on the
liquidity assets. 8.6 R edemption payment in the form of securities or other assets in lieu of cash (Pay in Kind) when : (1) The conditions and procedures for such payment are clearly specified in the
investment units of mutual fund; 2) Redemption payment in the form of securities or other assets in lieu of cash (Pay in Kind); 3) Incorrect pricing of the investment units; 4) Fees or expenses imposed on the
liquidity assets. 8.6 R edemption payment in the form of securities or other assets in lieu of cash (Pay in Kind) when : (1) The conditions and procedures for such payment are clearly specified in the