securities and derivatives is to ensure that both counterparties will carry out their agreed trading agreement. Therefore, it is necessary to have a clearing and settlement system whereby a clearing house
securities and derivatives is to ensure that both counterparties will carry out their agreed trading agreement. Therefore, it is necessary to have a clearing and settlement system whereby a clearing house
Infrastructure Trust Regulatory Summary Related Rules/Regulations Related Forms A trustee is a person acquiring a transfer of right over a property from a trust manager to manage the property for the
approaches to regulate debt securities. These approaches include: Approval – issuers are required to apply for the approval to offer debt securities for sale. This will allow the SEC to carry out a preliminary
) have measure to control and manage risks associated with business operation; (4) have effective measure on internal control with respect to business operation; (5) have operational system promptly for
) have measure to control and manage risks associated with business operation; (4) have effective measure on internal control with respect to business operation; (5) have operational system promptly for
name of the REIT shall reflect key characteristics of the trusts. REIT units are required to be listed in SET. Offer for sale and allocation of units An offer for sale shall be carried out through an
platform. The advisory process should be carried out based on theoretical principles and include measures to manage conflicts of interest effectively. 5. Clearly segregating the unit of trading function
platform. The advisory process should be carried out based on theoretical principles and include measures to manage conflicts of interest effectively. 5. Clearly segregating the unit of trading function
Content Business Operator A Settlor of an Infrastructure Trust A settlor (after settling of a trust will manage the trust, thereby called a trust manager) assumes crucial roles starting from