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Section 133 Securities and Exchange Act B.E. 2535 Section 133. The securities company shall manage a private fund with honesty and care to preserve the interests of the person who has authorized the
Section 117 Securities and Exchange Act B.E. 2535 Section 117. In the management of a mutual fund, a securities company may set up and manage a mutual fund only when its application to set up the
Accomplishment 19 SMEs / Startups PP-SME 300 Million Baht มูลค่าการระดมทุนสะสม ภายใต้ความร่วมมือกับสสว. 3 SMEs / StartupsPO-SME 196 Million Baht มูลค่าการระดมทุนสะสม ภายใต้ความร่วมมือกับ ตลท. (หุ้นและหุ้นกู้
) Accumulated PP-SME / PO-SME (As of 30 June 2023) Accomplishment 4 เกณฑ์การรับหุ้นสามัญเป็นหลักทรัพย์จดทะเบียนในตลาดหลักทรัพย์ เกณฑ์มูลค่าหุ้นสามัญตามราคาตลาด (เกณฑ์ Market Capitalization) *ยกเว้นการพิจารณาส าห
whole or in part, to manage the business of the securities company only with the approval from the Office. In cases where it later appears that the persons under the first paragraph have the prohibited
Office in accordance with the rules, conditions and procedures specified in the notification of the SEC. The securities company may act as a custodian for the person who has authorized it to manage the
reported earnings objective - to avoid loss - to increases in annually earnings - to meet analysts’ earnings forecasts 4 Motivations to Manage Earnings Internal factors External factors Firm’s
order to maximize benefit for the Company, the Management decided to manage liquidity by invested in short-term promissory notes of Asia Capital Group Public Company Limited in the amount of THB 100
accomplishment of cost management policy, 2 | MANAGEMENT DISCUSSION AND ANALYSIS FOR THE YEAR 2020 • Gross margin: UWC has recorded gross margin since Q1-2020 due to accomplishment of cost management policy