Section 133 Securities and Exchange Act B.E. 2535 Section 133. The securities company shall manage a private fund with honesty and care to preserve the interests of the person who has authorized the
Section 117 Securities and Exchange Act B.E. 2535 Section 117. In the management of a mutual fund, a securities company may set up and manage a mutual fund only when its application to set up the
million and the loss sharing from Wisdom Tree Investment (S) PTE. Limited (Wisdom Tree”) which was Baht 2.57 million. The Company gained the profit sharing from investment in associated and joint ventures
quarter, net interest income advanced over-quarter and over-year. Likewise, net interest margin (NIM) was stable from the previous quarter. This reflected commercial banks’ attempts to manage funding cost
million and the loss sharing amount of Baht 6.01 million from Wisdom Tree Investment (S) PTE. Limited, which the Company recognized the net loss sharing Baht 0.57 million, comparing with the same period of
credit approval process improvement to manage risk level under defined risk appetite. Aside from the above practices, we realize the importance of Corporate Social Responsibility practices in our credit
sharing from Mctric Public Company Limited (“Mctric”) which was Baht 10.04 million and the loss sharing from Wisdom Tree Investment (S) PTE. Limited (Wisdom Tree”) which was Baht 2.97 million. The Company
loss sharing from Wisdom Tree Investment (S) PTE. Limited (Wisdom Tree”) which was Baht 2.29 million. The Company gained the profit sharing from investment in associated and joint ventures which was Baht
whole or in part, to manage the business of the securities company only with the approval from the Office. In cases where it later appears that the persons under the first paragraph have the prohibited
Office in accordance with the rules, conditions and procedures specified in the notification of the SEC. The securities company may act as a custodian for the person who has authorized it to manage the