Facebook Page ชื่อ Manage future trade : Unlicensed securities and derivatives business (Disclosure Date : 16/07/2024)

Nowadays, asset management companies are required to separate investors’ asset from the companies’ ones and introduce measures to protect investors’ assets for other benefits. Asset management companies also appoint custodians approved by SEC to safely keep the assets of investors.However, SEC intends to amend the regulations to give permission for asset management companies with a custodian services to protect investors’ asset  and stringent supervision on asset separation to keep private...

Nowadays, asset management companies are required to separate investors’ asset from the companies’ ones and introduce measures to protect investors’ assets for other benefits. Asset management companies also appoint custodians approved by SEC to safely keep the assets of investors.However, SEC intends to amend the regulations to give permission for asset management companies with a custodian services to protect investors’ asset  and stringent supervision on asset separation to keep private...

Facebook page “Manage Mutual Funds” impersonates “BBL Asset Management Co.,Ltd” : Unlicensed securities and derivatives business (Disclosure Date : 02/09/2024)

นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ได้ร่วมกล่าวแสดงเจตนารมณ์การสร้างสังคมดี ในฐานะผู้แทนของภาคตลาดทุน ในพิธีเปิดงาน Good Society Summit

titled "Managing Climate-related Risks and Opportunities in Equity Analysis and Investment." The webinar, co-organized by Thai SEC, CFA Institute and CFA Society Thailand, is aimed to provide insights

Foundation, the Thai Red Cross Society (center)2. Mr. Chatchai Promlert, Vice Chairman of the Foundation (forth right)3. Dr. Sorajak Kasemsuvan, Committee Member (third right)4. Mr. Adisak Panupong

enterprises, the cooperation and participation of the public in the promotion of positive impacts on the society and the environment.__________________________

Pursuant to the MOU, SEC and TGO will cooperate in sharing knowledge, communicating and giving advice to listed companies, securities issuers or business operators under SEC supervision regarding the importance and the benefits of reporting carbon footprint for organization. Both parties will also ensure to have Carbon Footprint for Organization monitoring, reporting and verification (MRV) system in place in accordance with international standards. On 19 August 2020, SEC in cooperation with TGO,...

The Securities and Exchange Commission, Thailand (SEC Thailand) today co-organizes a webinar with the CFA Institute and the CFA Society Thailand on “Guidelines for ESG Integration in Equity Analysis