Section 133 Securities and Exchange Act B.E. 2535 Section 133. The securities company shall manage a private fund with honesty and care to preserve the interests of the person who has authorized the
Bank”), the undersigned is pleased to confirm that the Bank had invested 3,349,610 common shares of the Bank’s shareholdings in Perennial HC Holdings Pte. Ltd. (“the Company”) which has registered in
Limited (“the Bank”), the undersigned is pleased to confirm that the Bank had invested 1,111,111 common shares of the Bank’s shareholdings in Siam Solar Generation Company Limited (“the Company”) as follows
Section 117 Securities and Exchange Act B.E. 2535 Section 117. In the management of a mutual fund, a securities company may set up and manage a mutual fund only when its application to set up the
Limited (“the Bank”), the undersigned is pleased to confirm that the Bank had hold the common shares in Thai Payment Network Company Limited (“the Company”) as follows: Name of “the Company” : Thai Payment
group of persons who authorized a management company to manage a private fund; “Liquid asset” means assets as follow: (a) Cash or deposit money; (b) Certificate of deposit or promissory notes issued by a
contained in this document has been obtained from several sources, and Bangkok Commercial Asset Management Public Company Limited (“BAM”) cannot confirm, in all cases, the accuracy and completeness of such
authorisation and/or have received SFC authorisation under the MRF are denoted as “Thai Covered Funds” while Thai management companies that are eligible to manage Thai Covered Funds are denoted as “Thai Covered
whole or in part, to manage the business of the securities company only with the approval from the Office. In cases where it later appears that the persons under the first paragraph have the prohibited
Office in accordance with the rules, conditions and procedures specified in the notification of the SEC. The securities company may act as a custodian for the person who has authorized it to manage the