short selling transactions, whether originating from foreign or domestic activities, cause the prices to deviate from the normal market conditions, the public can rest assured that the SEC can and will
Section 133 Securities and Exchange Act B.E. 2535 Section 133. The securities company shall manage a private fund with honesty and care to preserve the interests of the person who has authorized the
Section 117 Securities and Exchange Act B.E. 2535 Section 117. In the management of a mutual fund, a securities company may set up and manage a mutual fund only when its application to set up the
Enterprises use a common language and shared purpose to 4: • Open-up new business opportunities and efficiency gains • Future proof businesses • Manage risk more effectively • Enhance reputation • Attract and
enables companies, cities, states and regions to measure and manage their environmental impacts. With the world’s most comprehensive collection of self-reported data, the world’s economy looks to CDP as the
and reporting practices. Across the assessed sample of companies there were good disclosure levels suggesting that companies are well placed to respond to requirements to manage and report on ESG issues
value. Sustainability implies that the company must manage effectively the governance, social and environmental aspects of its activities as well as financial operations. In doing so, companies should
-term targets that are third party assured and science-based, across the investment industry. Lobbying Ensure that all lobbying activities carried out by the investor are aligned with all the goals of the
whole or in part, to manage the business of the securities company only with the approval from the Office. In cases where it later appears that the persons under the first paragraph have the prohibited
Office in accordance with the rules, conditions and procedures specified in the notification of the SEC. The securities company may act as a custodian for the person who has authorized it to manage the