Bangkok, January 20, 2009 ? The SEC?s Settlement Committee appointed by the Minister of Finance under Section 317 of the Securities and Exchange Act of 1992 (SEA) resolved to impose fines on nine offenders for manipulating share prices of TWZ Corporation Plc. (TWZ) and Wyncoast Industrial Park Plc. (WIN) and insider trading of Ascon Construction Plc. (ASCON) shares with details as follows:TWZ price manipulation: Following the Stock Exchange of Thailand (SET)?s report on irregular trading of TWZ...
return any gains from the wrongdoings.* Mr. Thanawat came in to acknowledge the civil sanctions, but did not consent to comply with the punishment terms within the specified time. The SEC has
personal interest. On account of such wrongdoings, she was dismissed from the I V Global.The SEC viewed that Tippawan had committed such wrongdoings with careful plot , concealing her continuous securities
Bangkok, February 21, 2007 ? The SEC has issued administrative sanctions on four investor contacts on the grounds of aiding or abetting unorganized market loans and malpractices relating to
violations. In following this manual, if any wrongdoings are found, the business operators are encouraged to report the cases to the SEC and verify that sufficient risk management and control systems have
): According to the report of her employer, Siam City Securities Co., Ltd., filed with the SEC, Preeyanuch was found to have committed severe wrongdoings when holding the position of branch manager and marketing
. However, attending the said board meeting does not clear any directors from wrongdoings in the past. If any of them are found to have obstructed a shareholders meeting or prevented it from taking place
manager, failed to supervise his subordinates ({B}, {C} and {E}) in performing their duties causing the aforesaid wrongdoings in violation of law on securities and exchange and relevant rules; classified as
Company Limited. The 180-day period of asset attachment, starting from the date specified in the order, will expire on 1 January 2024.*The wrongdoings subject to the SEC’s criminal complaint in this case
showed no relationships among these companies. The SEC will pursue further investigation and take strict legal action if any wrongdoings are found. According to the Derivatives Act B.E. 2546, any