statements for the third quarter of 2016, which had failed to present correct information on the liabilities incurred from the bills of exchange issuance. The initial deadline for submitting the special audit
improperly used in the annual financial statements for the year 2014, whereby Smart Traffic Co., Ltd., an EIC affiliate, failed to record allowance for doubtful accounts for the overdue loans issued to company
publicly disclosed through the SET’s Electronic Information System within 30 November 2017. However, PACE has failed to meet the original deadline because the company would like to seek further opinions from
30 November 2017. The SEC later extended the deadline for PACE as requested, to 15 January 2018. However, PACE has failed to submit the clarification and disclose the required information within the
financial statements for the year 2014 as ordered earlier by the SEC in May 2015, but so far have failed to comply, and must submit the financial satements for the first, second and third quarters of 2015
because the subsidiary failed to set an allowance for doubtful accounts and had yet to improve the efficiency of its internal control with regard to the approval of invoice issuance, expenses, payments
record of violation of the laws or regulations of Home Jurisdiction in matters relating to the disclosure of material information to investors or Home Regulator, and have not failed to submit such material
discovery) ซึ่งผู้ลงทุนจะต้องมีการยืมหุ้นจากบริษัทหลักทรัพย์ (บล.) เพ่ือป้องกันไม่ให้เกิดการผิดนัดการส่งมอบ (failed trade) โดยภายหลังต้องมีการซื้อหลักทรัพย์ตัวนั้นไปคืนให้กับ บล. อย่างไรก็ดี ธุรกรรมการขายชอร์
must borrow shares from a securities company to prevent failed trades and must later repurchase and return those securities to the securities company. However, short selling transactions may cause
capital market product, or participating in or supporting such acts performed by other persons. Clause 24 In case personnel in the capital market business have breached or failed to comply with Clause 23