compliance with the ethical guidelines so as to earn public trust and confidence for themselves and the SEC. numerous channels for receiving public complaints including walk-in, fax, phone, e-mail, letter, etc
2001 under the SEC Act B.E. 2535 (1992), the Provident Fund Act B.E. 2530 (1987), and the Provident Fund Act (No. 2) B.E. 2542 (1999) Criminal Proceedings on Major Cases during 1993 - 2001 International
gratitude and appreciation to all parties for their collaboration that contributes to the success in our capital market development. The endeavor will not only fortify the Thai capital market to be a major
Corporate Governance Report on the Observance of Standards and Codes (CG ROSC). Good corporate governance enhances investor trust, protects minority shareholders, and encourages better decision making and
of the Thai economy and capital market. Local investors were active as the international investors were net buyers of shares. Equally important, such confidence and trust can be attributed in large
that are important to the ongoing development of the capital market. This included Class Action Act, the Trust for Transactions in Capital Market Act, the Amendments to the Provident Fund Act of 1987
Report a major accomplishment. The OECD is grateful to the Japanese government for their long-standing support and partnership. Thank you also to the Asian Development Bank and the International Finance
) Disclosure and transparency; The chapter identifies key areas of disclosure, such as the financial and operating results, company objectives, major share ownership, remuneration, related party transactions
following matters: (1) good governance and clear, transparent organization structure; (2) effective risk management for legal, credit, liquidity, operation, and other risks, with measures to appropriately
public and stakeholders in supervising and developing a sustainable capital market. The SEC administers the Securities and Exchange Act B.E. 2535 (1992), the Derivatives Act B.E. 2546 (2003), Trust for