Facebook page BOND : Unlicensed securities and derivatives business (Disclosure Date : 17/05/2022)
-active in further developing our financial market infrastructure. Our efforts should focus on an integrated development of key components encompassing the equity market, the bond market, the derivatives
Thai capital market today results from the cooperation and support of all market participants including staff of the SEC. In this connection, on behalf of SEC commissioners, I would like to express my
legal platform for the transactions of debt instruments in scripless form that are traded in the Thai Bond Dealing Centre (ThaiBDC) or which are deposited with the Bank of Thailand (BOT). This would be an
cooperation, information sharing and suggestions from all parties for the benefit of sustainable market developments. In the bond market, the SEC amended several regulations to enhance flexibility for the
have been established to ensure that we can undertake proactive risk management in all facets of the relationship. 4 Emerging Risks Description of Risks Potential Business Impact of the Risks Mitigating
. Guidance has been provided for Relationship Managers (RMs) to contact customers at an early stage when early warning signs are detected. Manage credit concentration risk in terms of borrower group
local stock and bond markets. ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ ○ 2
), published in the Government Gazette on May 22, 2019 and effective August 20, 2019 onward. This amendment aims to promote tax equality in connection with investment in fixed-income funds, whether it is