Section 97 Securities and Exchange Act B.E. 2535 Section 97. A securities company shall maintain capital adequacy in accordance with the rules, conditions and procedures as specified by the SEC.
The Derivatives Act The Derivatives Act B.E. 2546 SECTION 18. In order to protect customers, maintain stability of the financial system or control the risks arising from derivatives, the SEC shall
of the asset or project, with no further disclosure or documentation required. • An orange circle indicates where eligibility is conditional on meeting specific requirements. These requirements are
promising technologies due to what could be transient limitations. For both these reasons, and in order to maintain simplicity at this early stage of the Standard, projects and products related to electrified
Section 91 Securities and Exchange Act B.E. 2535 Section 91. Where it is necessary to maintain the economic and financial stability of the country, or to protect the public interest, the Minister
meet the Criteria requirements, with no further disclosure or documentation required • An orange circle indicates that the eligibility of these use of proceeds is conditional on meeting specific
disclosure or documentation required • An orange circle indicates that the eligibility of these use of proceeds is conditional on meeting specific requirements • A red circle indicates these use of proceeds
derivatives business operator shall maintain its qualification all the time as registered derivatives business operator as follows: (1) 3 registered derivatives business operator who is a commercial bank, a
derivatives business operator shall maintain its qualification all the time as registered derivatives business operator as follows: (1)3 registered derivatives business operator who is a commercial bank, a
Securities and Exchange Commission No. Sor Thor. 13/2561 Re: Detailed Rules on Maintenance of Capital of Investment Advisors and Derivatives Advisors and Provisions in Case of Failure to Maintain Capital