Qualifications Main duties of a Trust Settlor/Trust Manager Qualification s Being an asset management company or a non-asset management company No records of infringements or negligence of material issues
to submit to the mutual fund supervisor and take any actions to inform the investors about the case. (5.2) In the case that the incorrectness occurs after the adjustment of the investment price to
subsequent orders to be aware of the conditions. Reason and conditions for right adjustment There are changes in the indicated price of the shares resulting from share consolidation or split. Newly issued
. Regulatory Summary Main Duties of a Trustee Ensure that the trust deed is executed in compliance with the laws Appoint a trust manager Prepare a trust property account in separation from any other accounts
about the case. (5.2) In the case that the incorrectness occurs after the adjustment of the investment price to remain constant, the mutual fund management company shall adjust the number of the
. A trustee's main duties are to: oversee that the trust instrument is established in conformity with relevant laws; appoint a trust manager; prepare a trust property account in segregation from a
of staff in the main fields, accumulated remuneration, labour disputes (if any) Anti-corruption Corporate Social Responsibility (CSR) Related party transaction Important points Does the company have
certifying financial statements of entities whose securities are publicly traded in main board of foreign stock exchange, shall be granted the approval as foreign auditors in the capital market withoutfull
an independent director) Trustee's duties A trustee shall have a trustee license and is independent from a trust manager. A trustee's main duties are to: oversee that the trust instrument is