the effects on shareholders: In case of a possible high dilution effect: Means the number of shares being offered is > five percent of paid-up shares at the date of the decision of the shareholders
Qualifications Main duties of a Trust Settlor/Trust Manager Qualification s Being an asset management company or a non-asset management company No records of infringements or negligence of material issues
publicly traded in the main board of a foreign stock exchange, and have experience relating to the audit of such foreign entity. being under supervision of following regulators; i. an independent audit
traded in the main board of a foreign stock exchange, and have experience relating to the audit of such foreign entity. being under supervision of following regulators; i. an independent audit regulator
. Regulatory Summary Main Duties of a Trustee Ensure that the trust deed is executed in compliance with the laws Appoint a trust manager Prepare a trust property account in separation from any other accounts
the system to disclose information as specified by the SET. A listed company is prohibited from offering shares to a subsidiary. If the persons being allocated shares are related persons, the listed
Settlor A Trust Manager is the settlor of the trust. The settlor can either be an asset management company or a non-asset management company: obtaining approval by the SEC, and being in readiness of work
Causes of a conflict of interest Financial Impacts Doing Business in the Future Approval for Financial Advisors and Supervisors Juristic Persons (1) Being a financial institution or a
Causes of a conflict of interest Financial Impacts Doing Business in the Future Approval for Financial Advisors and Supervisors Juristic Persons (1) Being a financial institution or a
an asset management company or a non-asset management company: obtaining approval by the SEC, and being in readiness of work systems and staffs; in case of a non-asset management company, additional