establishing a trust, to filing an application with the SEC for approval of an offer for sale of units of the trust, and to managing the trust. Regulatory Summary Qualifications Main duties of a Trust
whose securities are publicly traded in the main board of a foreign stock exchange, and have experience relating to the audit of such foreign entity (2) being under
main board of a foreign stock exchange, and have experience relating to the audit of such foreign entity. being under supervision of following regulators; i. an independent audit regulator who is a
. Regulatory Summary Main Duties of a Trustee Ensure that the trust deed is executed in compliance with the laws Appoint a trust manager Prepare a trust property account in separation from any other accounts
offering shares to a subsidiary. If the persons being allocated shares are related persons, the listed company must act pursuant to the criteria of related party transactions. Additional requirements for
for Financial Advisors and Supervisors Juristic Persons (1) Being a financial institution or a juristic person established under Thai law with a main objective of undertaking the business of
for Financial Advisors and Supervisors Juristic Persons (1) Being a financial institution or a juristic person established under Thai law with a main objective of undertaking the business of
an asset management company or a non-asset management company: obtaining approval by the SEC, and being in readiness of work systems and staffs; in case of a non-asset management company, additional
an asset management company or a non-asset management company: obtaining approval by the SEC, and being in readiness of work systems and staffs; in case of a non-asset management company, additional
Qualifications (1) being a certified public accountant whose license is still valid; (2) being a leader of an audit firm or equivalent or being a partner of an audit firm or equivalent; (3) having met either of