and professionals Carrying out businesses with greater flexibilities; getting supports for strengthening competitiveness; being assured of stability of the systems monitored and maintained to
About Us SHARE : Detail Content How We Operate The SEC is an independent state agency established by the virtue of the Securities and Exchange Act BE 2535. Our main duties are to promote, develop
Us SHARE : Detail Content Our Roles The capital market is the main mechanisms that efficiently mobilize, allocate, and monitor the utilization of the economic resources. The capital market links and
intermediary, the SEC needs to disclose relevant information to the persons involved and for the intermediary to clarify or take a necessary action; ● Any complaint whose main issue is under supervision of any
37 Principles, which can be mainly separated into two main groups: principles for regulator and principles relating to market participants. The assessment grades are divided into four categories: (1
37 Principles, which can be mainly separated into two main groups: principles for regulator and principles relating to market participants. The assessment grades are divided into four categories: (1
empowered to achieve financial well-being. To deliver this objective, the SEC is compelled to adapt and refine its strategy and operations to effectively address the challenges and issues that have arisen
establishment, market development had concentrated more on the secondary market where trading of transferable securities was the main activity than the budding primary market where businesses issued securities
ได้ส่วนเสีย (Stakeholders) ทั้งภายในและ ภายนอก นอกจากนี้ ยังมีกิจกรรมส่งเสริมการประพฤติปฏิบัติตามค่านิยมองค์กรอย่างต่อเนื่องตลอดปี แนวทางท่ี 4 : การเสริมสร้างสุขภาวะ (Well Being) และคุณภาพชีวิตท่ีดีของ
the AIFs established in Europe or/and; 4. being the master fund in which an AIF in Europe invests at least 85 % of its assets in units or shares(Note: AIFMD is not applicable to the case that a fund