: Latest Oldest 1 Starting Date Hearing Documents [{"Filename":"Consultation paper","File_Path":"https://www.sec.or.th/Documents/PHS/Main/938/hearing442566en.pdf","File_Type":"PHS"}] [ 44/2566 ] SEC public
. The SEC will make an appointment for an on-site inspection of the work system 3. Filing the original documents: 3.1 Download an application form for approval of wealth advisors from the SEC's website
","File_Path":"https://www.sec.or.th/Documents/PHS/Attach/1010/hearing342567s02.pdf","File_Type":null},{"Filename":"เอกสารรับฟังความคิดเห็น","File_Path":"https://www.sec.or.th/Documents/PHS/Main/1010
original scheme; 4.2 The unitholders received the investment capital and the returns upon expiration of the closed-end fund as specified in the original scheme; 4.3 The fund was converted to an open-end
About Us SHARE : Detail Content How We Operate The SEC is an independent state agency established by the virtue of the Securities and Exchange Act BE 2535. Our main duties are to promote, develop
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Qualifications Main duties of a Trust Settlor/Trust Manager Qualification s Being an asset management company or a non-asset management company No records of infringements or negligence of material issues
guarantee. (2) Where the arrangement with a new guarantor will cause fees to increase by more than 25% of the original rate for the latest guarantee period, the mutual fund management company can make such an