establishment, market development had concentrated more on the secondary market where trading of transferable securities was the main activity than the budding primary market where businesses issued securities
company/ person(s) under the SEC supervision; 4. Details of the complaint ( Please identify clearly ) , i.e., objective and details of the complaint, documents and other evidence, for instance, trading
About Us SHARE : Detail Content How We Operate The SEC is an independent state agency established by the virtue of the Securities and Exchange Act BE 2535. Our main duties are to promote, develop
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37 Principles, which can be mainly separated into two main groups: principles for regulator and principles relating to market participants. The assessment grades are divided into four categories: (1
Documents of Eveidence 1 ● Unauthorized use of a trading account by investment consultant ● Damage caused by inappropriate advice or incomplete information given by investment consultant/unit seller. ● Full
> SEC Board > Mr. Vuttikrai Leewiraphan Our Structure SHARE : Detail Content SEC Board Mr. Vuttikrai Leewiraphan Permanent-Secretary, Ministry of Commerce
) SEC_Vuttikrai Commerce Experiences Director General of Department of Intellectual Property , Ministry of Commerce Director General, Department of Business Development, Ministry of Commerce Inspector General
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