of staff in the main fields, accumulated remuneration, labour disputes (if any) Anti-corruption Corporate Social Responsibility (CSR) Related party transaction Important points Does the company have
> Management of Mutual Fund > Scheme amendment Regulations SHARE : Detail Content Management of Mutual Fund 10. Scheme amendment (1) Amendments that are deemed approved by the SEC 1. Beneficial to the
SEC. The mutual fund that provide beneficial interest for investors in the form of a life or healthcare insurance and the money market fund with constant NAV are prohibited from applying for automatic
clearly indicate the number of shares to be purchased, without having to use internal information to restructure the contribution in such conditions as may be beneficial to the executives. The purchase date
integrity. The SEC also oversees regulatory compliance and enforces the governing laws to ensure that the capital market will be developed toward sustainable growth and generate positive impacts on the
Qualifications Main duties of a Trust Settlor/Trust Manager Qualification s Being an asset management company or a non-asset management company No records of infringements or negligence of material issues
Misconduct inconsistent with the normal market condition. (Section 244/4) 1. Purchasing or selling securities in such a way that does not involve a change of beneficial ownership of such securities; 2
beneficial for CFOs and chief accounts in carrying out their duties as follows: The orientation courses should cover duties of a CFO in relation to financial reporting, financial report analysis