personal benefits from the margins of the offer prices. According to the findings of the SEC investigative team, 10 of the 11 investment consultants solicited several clients to invest in IPO shares to
Bangkok, 20 October 2016 - The SEC has suspended the approval as capital market investment consultant of {A} for 18 months for seeking benefits and making investment decisions for clients. She
seeking unfair benefits from investor by taking advantage of her duty performance. In addition, during May 2018, {A} failed to execute the client’s order to buy shares of a company and did not inform the
7.00% per annum from the original bond maturity date.The SEC has instructed the bondholders' representatives to thoroughly detail the advantages, disadvantages, benefits, and impact of approval or non
investors? awareness in helping monitor our capital market and facilitate legal actions against any persons taking advantages of others. Key criteria of the regulations include methods for giving information
decision-making, for example, the process of the shareholding restructuring and merger and acquisition, advantages, disadvantages, impacts, and opinion of the board of directors, etc.;(b) the offering
project has been launched in attempt to promote advantages of bond issuance while the SEC has eased relevant regulations to simplify the process and revised mutual funds investment rules to facilitate
. There is no limit on the number of operating licenses.Presently, it has been found that those who have used digital assets to take advantages and deceive people on investment. SEC would like to ask the
entity funds or ultra-high net worth investors.In addition, in order to prevent advantages taken against other investors during the public ICO which opens for the general public to invest, SEC will
earnings in the latest fiscal financial statements. In addition, they must provide advantages to their own provinces and are interested to raise fund through the stock exchange.? All the criteria are similar