Qualifications Main duties of a Trust Settlor/Trust Manager Qualification s Being an asset management company or a non-asset management company No records of infringements or negligence of material issues
> Management of Mutual Fund > Prescription of additional rules Regulations SHARE : Detail Content Management of Mutual Fund 5. Prescription of additional rules The SEC is empowered to prescribe additional
> Management of Mutual Fund > Additional rules for country funds Regulations SHARE : Detail Content Management of Mutual Fund 24. Additional rules for country funds Following provisions shall not apply to
. Mutual fund performance measurement 4 . Preparation of financial reports of mutual fund 5. Prescription of additional rules 6. Calculation and announcement of net asset values (NAV) 7. Procedures for
, details and evidence, SEC Complaint Center may ask the complainant to submit additional information. In some cases, the SEC may disclose relevant information (if necessary) to the persons involved and for
Prescription of additional rules Calculation and announcement of net asset values (NAV) Procedures for incorrect pricing Sale and repurchase of investment units Preparation of mutual fund reports Scheme
additional rules Calculation and announcement of net asset values (NAV) Procedures for incorrect pricing Sale and repurchase of investment units Preparation of mutual fund reports Scheme amendment Increases in