the management company has held the share of such person (c.3) Person in which the director, the manager or the person with power of management of the management company who has held shares exceeding
hardcopy to the SEC.” Unofficial translation prepared by Legal Department PAGE 2 FORM 35-E1 Information with Representation and Warranty of the Company’s Director and Executive and their Consent [ company’s
approval period. For the purpose of submitting this application by post, I hereby consent to formally interact with the SEC Office and be officially informed by the SEC Office via e-mail. In addition, in
...................................................................................................................................................................................... ข้อมูลผู้ใช้งาน ฝ่ายงาน สิทธิ ชื่อ-สกุล (ไทย) ( Super User ( User ชื่อ-สกุล (อังกฤษ) E-mail ชื่อ-สกุล (ไทย) ( Super User ( User ชื่อ-สกุล (อังกฤษ) E-mail ชื่อ-สกุล (ไทย) ( Super User ( User ชื่อ-สกุล
strictly for reference. 2 Notification of the Office of Securities and Exchange Commission No. SorThor. 7/2557 Re: Rules on Appointing Independent Director of an Intermediary _____________________________ By
Office of the Securities and Exchange Commission No. SorThor. 50/2549 Re: Rules on Waiver for Appointment of Independent Director of Derivatives Broker _____________ By virtue of the second paragraph of
-mail: ........................................................................................ ตำแหน่ง / Position ……………………….….…….……….………………………….. The person appointed as contact person (if any
the duty of a director, a manager or a person with power of management, or an advisor: (1) being or having been a bankrupt; (2) having been imprisoned by the judgement of a court which is final for an
Exchange Commission No. SorThor. 49/2549 Re: Rules on Exemption from Appointment of Independent Director of Securities Companies -------------------------------- By virtue of (1) The second paragraph of
-mail ...........................................................…… (2) ชื่อ