finance business under Clause 1 means undertaking of business with core objective to provide credit facility for securities business. Clause 3 This Notification shall come into force on the date
shall come into force on the following date of its publication in the Government Gazette. Given on the date of 18th September B.E. 2543 Tarrin Nimmanhaminda Finance Minister
the juristic person invests. Definitions of "institutional investor", "venture capital juristic person" and "enterprise" shall be prescribed by the SEC. Clause 3 This Notification shall come into
ago or such behavior is not severe to the extent that the person should not be entrusted to perform duty as auditor of entities in the capital market, the SEC may disregard such facts as a cause for
same legal entity or investment management project, in the same type, issue, features and comparable quantity to lender. Clause 3 This Notification shall come into force on the date following its
space. The rent means compensations from performing such activities. Transactions on principal assets/with related persons Acquisition/disposal of principal assets Transaction size (X) in
are not standard transactions with an amount which is too high in comparison to the company's size. Evaluate the sufficiency of the internal control system at least once a year. Qualifications of
proportionate to his holding (right issue), securities company shall, mutatis mutandis, comply with Clause 3 or Clause 7. Clause 11 This Notification shall come into force on the following date of its
required; Analyzing and assessing financial positions and the operational results of the business activities, as well as impacts on the shareholders, to come up with recommendations for the shareholders to
required; Analyzing and assessing financial positions and the operational results of the business activities, as well as impacts on the shareholders, to come up with recommendations for the shareholders to