failure to perform duties or give services with loyalty, responsibility and deliberation as a professional in contravention to the Notification of the Capital Market Supervisory Board.* SEC has therefore
account or the accounts of other parties involved as well as depositing certain amounts back into the accounts of other clients who had been her fraud targets earlier, and (4) counterfeited withdrawal
derivatives and the notifications issued thereunder, regarding deceitful, fraudulent or dishonest management of assets, failure to discharge the duty of care or duty of loyalty, or lacking of fiduciary duties
report the SEC Office in writing in case there is a certain fact appeared that the persons appointed or assigned to perform functions [of the positions under Clause 5 to Clause 9] by the intermediary do
of such change. Clause 22 An intermediary shall report the SEC Office in writing in case there is a certain fact appeared that the persons appointed or assigned to perform functions [of the positions
236 Personnel in the capital market business shall perform duties in accordance with the following regulations: (1) performing duties or providing services with loyalty; (2) performing duties with
due care, loyalty or practice on code of conduct as a professional. Clause 31 : In case there is a reasonable ground to believe that the following demeanors are committed, it shall be deemed that such
or complies with the rules or conditions for obtaining an approval according to this Notification, but there is a certain fact indicating that the purpose or the substance of such offering is to avoid
loyalty, [ii] lack of responsibility or prudence as a professional or [iii] failure to comply with standards or ethics of appraisal profession or [iv] a collusion or supporting such demeanors of other